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Regulation NMS
Results: 1042

#	Item
301	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]July 29, 2014 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clari Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-30 09:02:53 Financial economics Investment Stock market Economy of the United States Self-regulatory organizations Regulation NMS Securities Exchange Act Securities Act Consolidated Tape Association United States Securities and Exchange Commission United States securities law 73rd United States Congress
302	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSE[removed]July 29, 2014 Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-30 09:03:01 73rd United States Congress Investment Self-regulatory organizations Economy of the United States Financial markets Regulation NMS Securities Exchange Act Consolidated Tape Association NASDAQ United States Securities and Exchange Commission United States securities law Financial economics
303	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]July 31, 2014 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chan Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-01 09:18:39 Self-regulatory organizations Stock market 73rd United States Congress Securities Exchange Act Investment Futures contract Order Regulation NMS Financial Industry Regulatory Authority United States Securities and Exchange Commission United States securities law Financial economics
304	Microsoft Word - UBS_Commentary_NYSE_Retail-Pilot_Proposal107C.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-02 13:59:20 Investment Stock market NYSE Euronext Mathematical finance United States Securities and Exchange Commission Dark liquidity High-frequency trading Regulation NMS Euronext Financial markets Financial economics Finance
305	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]July 28, 2014 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-29 09:11:07 Investment Finance Stock market 73rd United States Congress United States securities law Regulation NMS Consolidated Tape Association Direct Edge Securities Exchange Act Financial markets Financial economics United States Securities and Exchange Commission
306	Leonard J. Amoruso General Counsel March 7, 2012 Ms. Elizabeth M. Murphy Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-03-08 14:28:58 Financial markets Investment Stock market Regulation NMS Financial regulation Short selling U.S. Securities and Exchange Commission Securities Exchange Act Mary Schapiro Financial economics United States Securities and Exchange Commission Finance
307	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGX[removed]July 28, 2014 Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-29 09:10:29 United States Securities and Exchange Commission Finance Stock market United States securities law 73rd United States Congress Regulation NMS Securities Exchange Act Order Market data Financial markets Financial economics Investment
308	December 6, 2011 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-07 12:03:02 Finance Stock market United States Securities and Exchange Commission Regulation NMS Flash trading New York Stock Exchange Order Short Securities Exchange Act Financial markets Financial economics Investment
309	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]July 29, 2014 Self-Regulatory Organizations; NASDAQ OMX BX, Inc; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-30 09:03:20 73rd United States Congress United States securities law Economy of the United States Investment Regulation NMS NASDAQ Securities Exchange Act Market data National best bid and offer United States Securities and Exchange Commission Financial markets Financial economics
310	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]July 28, 2014 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-07-29 09:12:14 United States securities law Investment 73rd United States Congress Finance Stock market Chicago Stock Exchange Regulation NMS Securities Exchange Act Alternative Trading Systems United States Securities and Exchange Commission Financial markets Financial economics

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